XNYS 28 Aug, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Lauren Michelle Basmadjian | Director | Purchase of securities on an exchange or from another person at price $ 6.33 per share. | 27 Jun 2025 | 7,898 | 21,448 | - | 6.3 | 49,994 | Common Stock |
| Nishil Mehta | Director, President and PEO | Purchase of securities on an exchange or from another person at price $ 6.02 per share. | 24 Jun 2025 | 16,650 | 32,754 | - | 6.0 | 100,233 | Common Stock |
| Joshua Lefkowitz | CCO, CLO & Secretary | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 5 | 1,123 | - | - | Common Stock | |
| Sanjeev Handa | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 1,321 | 11,709 | - | - | Common Stock | |
| Nishil Mehta | Portfolio Manager | 31 Dec 2024 | 2,804 | 16,104 | - | - | Common Stock | ||
| Sanjeev Handa | Director | Purchase of securities on an exchange or from another person at price $ 7.98 per share. | 19 Dec 2024 | 4,387 | 10,387 | - | 8.0 | 35,015 | Common Stock |
| Joseph Nelson | PFO, PAO & Treasurer | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 21 Dec 2023 | 2,500 | 2,500 | - | 7.8 | 19,500 | Common Stock |
| Lefkowitz Joshua | CCO, CLO & Secretary | Purchase of securities on an exchange or from another person at price $ 7.81 per share. | 20 Dec 2023 | 650 | 1,118 | - | 7.8 | 5,077 | Common Stock |
| Lefkowitz Joshua | CCO, CLO & Secretary | Purchase of securities on an exchange or from another person at price $ 7.87 per share. | 20 Dec 2023 | 468 | 468 | - | 7.9 | 3,683 | Common Stock |
| Michelle Basmadjian Lauren | Director, Principal Executive Officer | Purchase of securities on an exchange or from another person at price $ 7.85 per share. | 18 Dec 2023 | 9,550 | 9,550 | - | 7.9 | 74,968 | Common Stock |
| Michelle Basmadjian Lauren | Director, Principal Executive Officer | Purchase of securities on an exchange or from another person at price $ 7.79 per share. | 18 Dec 2023 | 4,000 | 13,550 | - | 7.8 | 31,160 | Common Stock |
| Nishil Mehta | Portfolio Manager | 30 Oct 2023 | 13,300 | 13,300 | - | 7.6 | 101,346 | Common Stock | |
| Sanjeev Handa | Director | Purchase of securities on an exchange or from another person at price $ 8.08 per share. | 17 Oct 2023 | 6,000 | 6,000 | - | 8.1 | 48,480 | Common Stock |
| Michael D. Cohen | President | Purchase of securities on an exchange or from another person at price $ 9.10 per share. | 25 Jun 2019 | 2,771 | 7,119 | - | 9.1 | 25,216 | Shares of Beneficial Interest |
| M. Jason Mattox | COO of Adviser | Purchase of securities on an exchange or from another person at price $ 9.01 per share. | 24 Jun 2019 | 1,110 | 1,110 | - | 9.0 | 10,001 | Common Shares |